Sanctions: We have an OFAC violation: What to do!
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Speaker : JUSTIN MUSCOLINO
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When : Tuesday, September 16, 2025
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Time : 12 : 00 PM EST
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Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. He has previously worked in the Head of Compliance Training function for Macquarie Group, UBS, JPMorgan Chase, Bank of China, and GRC Solutions. Justin also runs his own Compliance Training company focusing on US & International regulations.
Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function. He also serves as an advisor for the Global Compliance Institute(GCI) and instructs at the Barret School of Business and various compliance training providers.
During this webinar, we will go over what to do when situations arise. Handling a violation, if done correctly, can alleviate you of further harm. We will walk through the steps and also discuss best practices.
Areas Covered
- Overview
- Sanctions: background
- Sanctions Impact for Financial Institutions
- How to handle a violation
- Case studies
- Takeaways
Who Should Attend
Anyone in an AML function or works with this function.
Why Should You Attend
We need to be aware of the Sanctions imposed for others when we conduct our business in financial institutions. Sanctions are penalties or other means of enforcement used to provide incentives for obedience to the law or rules and regulations.
Criminal sanctions can take the form of serious punishment. Sanctions are usually monetary fines, levied against a party to a lawsuit or their attorney, for violating rules of procedure, or for abusing the judicial process.
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$160.00
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