Conducting an effective Regulatory Examination
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Speaker : JUSTIN MUSCOLINO
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When : Tuesday, November 05, 2024
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Time : 12 : 00 PM EST
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Justin brings over 25 years of wide-arranging experience in compliance, training and regulations. Most recently, he co-founded a virtual compliance training firm called tweezzle. He has also served as compliance consultant (for TD Bank, Wells Fargo, USAA), Head of North American Compliance training operations for GRC, Head of Compliance Training at Bank of China, Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.
This Webinar Describes:
- Overview and Background of Examinations
- Examination Priorities to consider this year
- Walking through the examination process
- Best Practices and tips
- Regulatory implications
- Takeaways
Who Should Attend
Anyone in corporate
Why Should You Attend
Are regulatory examinations keeping you up at night? In the world of financial institutions, staying ahead of the regulatory curve is more critical than ever.
The regulatory landscape for financial institutions is constantly shifting. It's not just about knowing rules and regulations; it's also about deciphering what regulators are specifically seeking during examinations.
We need to know not only how to do an examination, but how to do it effectively so we won't incur any regulatory actions.
Topic Background
This course goes beyond the basics, providing a deep dive into the background and overview of Examinations, the current regulatory environment, how to conduct an examination, and the latest revisions. Stay proactive and ensure your institution is well-prepared for the next regulatory examination.
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$160.00
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